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[sig-policy] prop-046: IPv4 countdown policy proposal



 

Dear SIG members

Yesterday, the proposal "IPv4 countdown policy proposal" was sent to the
Policy SIG for review. It will be presented at the Policy SIG at APNIC 23 in
Bali, Indonesia, 26 February - 2 March 2007. You are invited to review and
comment on the proposal on the mailing list before the meeting.

The proposal's history can be found at:

        http://www.apnic.net/policy/proposals/prop-046-v001.html

Regards,

Kenny Huang
Policy SIG
huangk@alum.sinica.edu


prop-046-v001: IPv4 countdown policy proposal

________________________________________________________________________



Co-authors: Toshiyuki Hosaka (JPNIC)
			Takashi Arano (Intec Netcore, Inc.)
             Kuniaki Kondo (Atelier Mahoroba)
             Tomohiro Fujisaki (NTT)
             Akinori Maemura (JPNIC)
             Kosuke Ito (IRI Ubitech)
             Shuji Nakamura (IPv6 Promotion Council)
             Tomoya Yoshida (NTT Communications)
             Susumu Sato (JPNIC)
             Akira Nakagawa (KDDI)

Version:    1

Date:       29 January 2007

SIG:        Policy


1.  Introduction
----------------

The exhaustion of IPv4 address is approaching round the corner. Geoff
Huston's latest projection at Potaroo (as of January 6, 2007)
(http://www.potaroo.net/tools/ipv4/) draws the date of IANA pool exhaustion
as 31st May 2011, and that of RIR pool as 14th July 2012.

Tony Hain projects similar dates based on a different algorithm of his own.
>From these data, we may observe that if that the current allocation trend
continues, the exhaustion of IPv4 address space is expected to take place as
early as within the next five years.

ICANN/IANA and RIRs must co-ordinate with stakeholders to achieve smooth
termination of IPv4 address space as the Internet bodies responsible for
stable management and distribution of IP number resources.

This proposal provides some ideas as well as concrete examples of the policy
that helps IPv4 allocations come to an end with "the minimum confusion" and
in "as fair manner as possible".

"Five years at the earliest" is not too far in the future for the exhaustion
of IPv4 address space. Assuming the minimum of one year is required for
sufficient policy discussions with this proposal as a start, and two years
for preparation and transfer by LIRs, we need to start the discussions right
at this time.



2.  Summary of current problems
-------------------------------

Despite the fact that several projections are made on IPv4 address to run
out as early as within the next few years, no discussions are taking place
on any of the RIR's policy fora including that of APNIC.
This section lists possible problems if no policies are defined to prepare
for the terminal period of allocations.


2.1 LIR

	LIRs currently do not consider IPv4 address exhaustion as an
	imminent issue in the first place. It is possible that they will
	finally realize the situation only when impacts of the exhaustion
	becomes visible as a practical matter, and lead to confusions such
	as re-addressing their network or making subsequent requests at the
	last minute in within a	limited time frame.
	
	There could also be cases where allocations blocks cannot be
	allocated 	to some of the LIRs even though requests are
submitted
	on the same day. Moreover, although it would be necessary for LIRs
	to announce to their customers that IPv4 address space will not be
	available for assignments eventually, it is difficult to plan this
	timing without clear policy	for the last phase of allocations.
	
	As new IPv4 address allocations space will no longer be available,
	LIRs have no choice but to build networks based on IPv6. However,
	there are risks of trouble if preparations are made from that point
	in time, as it will lead to premature actions even if some time can
	be bought by re-addressing and subsequent allocations.
	
	Lastly, using up all available IPv4 address space will disable
	assignments to services inevitable for co-existence of IPv4 and
	IPv6 networks, such as the translator service between the two
	networks, which it may create situation where transfer to IPv6
	network will not even be possible.


2.2 RIR/NIR

	It is likely that smooth allocations by RIRs/NIRs will be hindered
	by rush of inquiries during the terminal phase of allocations.


2.3 End users

	End users generally receive address assignments from ISPs
	accompanied with Internet connection service. If an ISP no longer
	has IPv4 address space available, nor unable to provide IPv6
	service, end users will not be able to receive services from that
	ISP.
	
	Moreover, if the terminal date of allocations remains ambiguous,
	it may leave end users behind to prepare for IPv6 ready network.



3.  Benefits
------------

There will be the following benefits by implementing the policy for
IPv4 address exhaustion as proposed on this paper.


3.1 LIR

	LIRs will be able to consciously plan their addressing within their
	networks if the final date of allocations is clearly demonstrated.
	Keeping a certain amount of unallocated address blocks enables
	allocations/assignments for "critical infrastructure" after the
	termination of regular allocations, which will be explained later
	section in more details.


3.2 RIR/NIR

	Announcing the date of terminating allocations in advance and
	ensuring that all allocations before this date will be made
	according to the policy at the time enables RIRs/NIRs to make the
	last allocation without confusions and avoids causing feelings of
	unfairness among LIRs and end users. In addition, consistent policy
	applied to all RIRs removes bias towards certain region as well as
	inter-regional unfairness. The period which IPv6 support is
	completed becomes clear, therefore, RIRs/NIRs can prepare for this.


3.3 End user

	As this proposal enables LIRs to prepare for the terminal period of
	allocations in advance, it reduces the risk of delays/suspensions of
	assignments from LIRs to enduers, and end users will be able to
	continuously receive services from LIRs. As in the case of LIRs, end
	users will be able to prepare for IPv6 support by the date of
	allocation termination is clarified. In addition, IPv6 connectivity
	as well as IPv4 address required during the allocation termination
	period will be smoothly secured by LIRs preparing for such period.

	As listed above, there will be important, notable benefits for
	stakeholders as a result of this policy. It is therefore necessary
	to take the following actions to achieve a smooth transfer to IPv6
	and prevent causing instability in the Internet as well as;
	
	 - start discussions on allocation scheme during the exhaustion
	   period,
	
	 - indicate a roadmap to exhaustion after raising awareness on the
	   issue, and
	
	 - allow enough time for LIRs to plan timing of addressing of their
	   networks, submit allocation requests, and consider how to switch
	   to IPv6.



4.  Proposal
-----------

4.1  Principles

	As the first step to discuss IPv4 exhaustion planning, we would
	like to have an agreement(consensus) on the following four
	principles.

	--------------------------------------------------------------------
	(1) Global synchronization:
	
		All five RIRs will proceed at the same time for measures on
IPv4
		address exhaustion.
	
	(2) Some Blocks to be left:
	
		Keep a few /8 stocks instead of distributing all.
	
	(3) Keeping current practices until the last moment :
	
		Maintain the current policy until the last allocation.
	
	(4) Separate discussions on "Recycle" issue :
	
		Recovery of unused address space should be discussed
separately
	--------------------------------------------------------------------
	

	(1) Global synchronization:

		All RIRs must proceed at the same time to take measures for
		IPv4 address exhaustion. This is important not only for
ensuring
		fairness for LIRs across the regions, but alsot to prevent
		confusions such as attempts to receive allocations from an
RIR
		outside their region. The five RIRs should facilitate
bottom-up
		discussions, which should be well coordinated under the
		leaderships of ICANN ASO and NRO.


     (2) Some blocks to be left:

		It is not practical to consider that IPv4 address blocks can
be
		allocated to the last piece. It is expected to cause
confusions
		if one	party can receive an allocation while the other has
to
		give up, just with a touch of a difference. The best
solution
		to avoid such confusion is to set in advance, a date in
which
		one is able to receive	an allocation if requests are
submitted
		before this timeline.
		
		Furthermore, there are few cases where allocations or
		assignments of IPv4 address space become absolutely
necessary
		in the future. For	example, requirements to start a
translator
		service between IPv4 and IPv6 networks should be supported,
and
		there may be some requirements	in the future that are
beyond
		our imagination at this current moment.
	
		As such, a date to stop allocations under the current policy
		should	be set/defined so that certain number of IPv4
address
		blocks will be kept as stocks instead of allocating all
blocks
		without remains.


	(3) Maintaining current practices until the last moment :

		Allocations should be made based on the current policy until
the
		time to terminate allocations. As the IPv4 Internet has now
		developed into a social infrastructure supporting large
number
		of businesses, making large changes in the current policy
		towards conservation within the next one or two years will
lead
		to large-scale confusions, and difficult in the reality.


	(4) Separate discussion from "Recycle" issue
	
		Recovering unused allocated/assigned address blocks is an
		important measure, and in fact, it has already be discussed
and
		implemented in each RIR regions. This issue, however should
be
		considered separately from this proposal as recovery of a
few
		/8 blocks extends the lifetime of IPv4 for less than one
year
		while efforts for the recovery is expected to require
		substantial time.


4.2 Details of the proposal

	This section provides an example of a proposal in case consensus is
	reached on basic principles introduced in section 4.1.
	
	 - Set the date for termination of allocations and the date of
	   announcement
	
	   Set the date to terminate allocations as a general rule, and
	   announce it a certain period in advance. Define the date of
	   announcement as "A-date" and the date to terminate allocations
	   as "T-date". The two dates will be set as follows:
	
	
		   A-date (Date of Announcement):
			
		   - The day in which the IANA pool becomes less than 30*/8
			
		   - RIRs must announce "T-date" on this day, which is
defined
			 later
			
			 (*) There will be no changes in the policy on
A-date

			
		   T-date(Date of Termination):
			
		   - Exactly two years after A-date
			
		   - 10*/8 blocks should remain at T-date, and defined as
two
			 years after A-date, based on the current pace of
			 allocations
				
		   - It is however possible to move T-date forward at the
point
			 where address consumpution exceeds the projections
during
			 the course of two years
			    		
			 (*) new allocations/assignments from RIRs should
terminate
			     on T-date as a general rule. Allocations or
assignments
			     to "critical infrastructure" after T-date
should be
			     defined by a separate policy.
		
		
		A-date is set in order to:
		
		- Allow some grace period and period for networks to be IPv6
		  ready until the termination of allocations.
		- Prevent unfairness among LIRs by clarifying the date, such
		  as not being able to receive allocations by a small
difference
		  in timing.
		
		The rationale for setting A-date as "when IANA pool becomes
less
		than 30*/8" is as follows:
		
			The rate of allocations from IANA to RIRs after 2000
is as
			follows.
			
				2000 : 4*/8
				2001 : 6*/8
				2002 : 4*/8
				2003 : 5*/8
				2004 : 9*/8
				2005 : 13*/8
				2006 : 10*/8

			Approximately 10*/8 has been allocated annually
after 2003,
			and the consumption is likely to accelerate with
rise of the
			last minute demands. As it is better to keep minimum
stocks
			of address pool at IANA, 30*/8 is set as the
threshold
			value, and allocations should be terminated two
years after
			it reaches the value, which ensures that IANA/RIRs
secure
			the address space for allocations/assignments to
critical
			infrastructure.


4.3 Effect on APNIC members/NIRs

	APNIC members are expected to concretely grasp the termination date
	of allocations and take actions within their organization to prepare
	for the event.
	
	NIRs will also terminate allocations to its LIRs in line with APNIC.
	Therefore, NIRs will be required to sufficiently promote and keep
	the	community informed on the date of termination of
allocations,
	just as it is expected of APNIC.